About the Role
Our Compliance team blends regulatory expertise with data‑driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast‑moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk. We’re looking for a Regulatory Compliance Manager to identify regulatory obligations, review associated risks, and suggest controls to mitigate these risks. You’ll be conducting thorough testing in a dynamic, digital, and data‑driven environment.
What You’ll Be Doing
- Validating if regulatory obligations are mapped to existing controls for each set of regulations
- Providing guidance and support to junior team members in conducting quality control checks
- Recommending improvements to existing processes within the 2LoD, ensuring alignment with best practices and a diligently documented governance structure
- Paying meticulous attention to detail through reviewing work performed by regulatory compliance SMEs
- Communicating review feedback to stakeholders
- Contributing to compliance processes and minimum standards by identifying opportunities for improved adherence to regulatory requirements and company standards
- Maintaining and improving the methodology, and adjusting the approach to future process changes
- Reviewing quality and documentation made by team members across the 1LoD and 2LoD
What You’ll Need
- 4+ years of experience in regulatory compliance across the three lines of defence, in a fintech, traditional financial institution, consultancy company, or regulatory body
- Experience interpreting texts from laws or regulations, preferably related to the UK FCA (FCA Handbook), Bank of England (PRA Handbook), Bank of Lithuania, etc.
- Experience reviewing and providing constructive feedback to team members
- Knowledge of best‑practice regulatory compliance controls in the industry
- To be results‑driven, pragmatic, and have a detailed‑oriented approach
- An interest in compliance and willingness to deepen your knowledge
- Fluency in English
Nice to Have
- A degree in law or languages
- Experience managing teams and individuals, including the ability to lead, motivate, and develop team members to achieve both individual and collective goals
- Knowledge of regulations in insurance (ICOBS), cryptoassets (MICA), investment protections (MIFID), financial promotions, anti‑bribery, conflicts of interest, consumer duty, and/or payments
- Experience in assurance or internal/external audit, focusing on risk and compliance domains
- Familiarity creating or utilizing test scripts/procedures
- Relevant compliance certifications, such as ICA and CISI
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