Broker Back office Supervisor

Senior Credit Controller – Reinsurance Accounting Technician

Salary: £70,000 – £75,000 per annum. Type: Permanent. Location: London.

Our client, a global financial markets trading company, is seeking an experienced professional with a background in back‑office/futures trade reporting to oversee and own back‑office operations for their regulated business.

• Liaise with broking desks on IT, compliance, client onboarding and client matters.
• Understand broker commission and draft a broker’s commission manual.
• Ensure necessary back‑office coverage across all jurisdictions.
• Implement end‑of‑day zero commission, reduced commission and error trade reporting/reconciliation.
• Supervise error handling and complaints escalation processes.
• Oversee deal ticket submission and trade submission to exchanges, ensuring timely and accurate reporting and escalation to the exchanges and CPFL Compliance team.
• Coordinate back‑office team training, maintaining up‑to‑date exchange rules and back‑office policies.
• Maintain Exchange membership, user registration and de‑registration.
• Maintain products in the system and update new products.
• Submit yearly documents including ICE Annual Questionnaire.
• Ensure compliance with post‑Brexit Oslo structure and liaise with compliance team for EU/UK law alignment between futures and securities.
• Prepare desk reports for Desk Head meetings and secure Desk Head sign‑off.
• Implement daily report policy for financial promotions, ensuring review and signing before issuance.
• Update financial promotions policy in line with compliance directions.
• Liaise with Credit Control to resolve issues blocking payments and flag overdue clients.

To apply: Email: duncan@taylorjamesresourcing.com | Reference: db3485

Additional details: Date: 25 Aug 2023 | Sector: Financial Markets | Type: Permanent | Location: London.

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