The Company:
Our client is a specialist cross-border payments and FX company, helping customers by combining its own technology, insights, experience and industry connections with the best technology and banking service infrastructures available.
The Responsibilities:
- Assist the Governance, Risk & Compliance Manager in management of the Compliance function.
- Leading thematic Monitoring reviews across key risk areas to identify control weaknesses and drive continuous improvement
- Experience in horizon scanning for emerging regulatory developments, assessing their potential impact on the business and ensuring timely communication and implementation of required changes
- Reviewing and challenging first-line controls to ensure they are robust, effective, and aligned with regulatory expectations
- Overseeing the completion and quality assurance of compliance monitoring activities performed by junior team members
- Supporting regulatory engagement, including drafting responses to information requests and participating in supervisory interactions
- Contributing to the design and implementation of compliance frameworks, including risk assessment methodologies
- Supporting the compliance team with the on-going implementation of the organisation’s compliance and financial crime framework.
- Supporting and overseeing the implementation of our compliance monitoring programme, ensuring it remains up to date throughout the year
- Ensuring policies and procedures are kept up to date
- Management of staff training material; ensuring that all staff have completed their training
- Liaising and responding to requests from Account Managers and the Operations teams and providing supporting with any ad-hoc compliance queries.
- Supporting the Head of Compliance with any ad-hoc duties including regulatory research, managing complaints, new industry reviews, risk assessments, regulatory reporting etc.
Experience Required:
- Strong Compliance monitoring and/or Generalist compliance experience
- Significant experience within a Financial Services Compliance function, ideally with exposure to FX and payments
- Strong analytical capability, with the ability to assess complex data, identify risks, and provide clear, actionable insights
- Excellent organisational and prioritisation skills, with the ability to manage competing demands and deliver to deadlines
- Confident communicator with strong written and verbal skills, capable of engaging effectively with stakeholders at all levels
For further information please contact Hannah Tabatabai
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