We’re supporting a leading global investment organisation in hiring a Compliance Advisor to join their Public Markets compliance function. This is a great opportunity to work closely with investment teams operating across a broad range of public market strategies, helping to strengthen and evolve the firm’s compliance framework.
The role sits within a well‑established, collaborative compliance team that partners with investment professionals across multiple asset classes. You’ll play a central role in ensuring regulatory expectations are met while supporting the business in delivering strong outcomes for clients.
The Role
As a Compliance Manager, you’ll act as a trusted adviser to investment teams, providing guidance on regulatory matters and helping maintain a robust control environment. The position covers a wide range of responsibilities, including policy development, monitoring, training, and regulatory change. You’ll work with colleagues across the business, including teams in overseas offices, and contribute to both day‑to‑day oversight and longer‑term strategic initiatives.
Key Responsibilities
- Provide compliance advice to investment teams, supporting them across their day‑to‑day activities.
- Serve as a primary contact for regulatory queries, monitoring requirements, and reporting obligations.
- Develop, refine, and maintain internal compliance policies and procedures to reflect regulatory expectations and best practice.
- Deliver tailored compliance training as part of the wider group programme.
- Track regulatory developments, interpret new requirements, and engage with regulators when necessary.
- Support firmwide projects, regulatory implementation work, and ongoing surveillance activities.
- Conduct desk‑based monitoring of trading and investment activity, offering oversight and guidance to junior colleagues.
- Collaborate with global compliance teams on cross‑border matters.
- Contribute to risk‑based surveillance and thematic reviews across investment activities.
Ideal Candidate
- Strong experience in a compliance role within asset management.
- Solid understanding of regulatory frameworks relevant to public markets.
- Confident communicator with the ability to influence and challenge constructively.
- Strong analytical skills and the ability to explain complex topics clearly.
- Experience supporting new products or complex transactions.
- Collaborative, proactive, and comfortable working across multiple priorities.
- High attention to detail and a commitment to maintaining high standards.