Senior Compliance Analyst

Senior Compliance Analyst opportunity working with a rapidly growing Lloyd’s MGA. Reporting into the Compliance Manager, you will support the Compliance team in its day-to-day activities in support of the business and its managed Syndicate.

Key Responsibilities:

• Support the delivery of the compliance plan, including advisory, monitoring, reporting, and regulatory activities.
• Review, analyse, and report on regulatory changes.
• Monitor and report on conduct risk exposure (e.g., Consumer Duty, treating customers fairly, product oversight, complaints).
• Assist with complaints handling, liaising as required with claims teams, coverholders/TPAs, Lloyd’s, LIC, and the Financial Ombudsman Service.
• Deliver compliance monitoring activities and support sanctions/financial crime oversight for underwriters and the wider business.
• Review and report monthly on underwriting teams’ performance against contract certainty, sanctions, and licensing standards.
• Monitor and report on underwriting system compliance and data validations.
• Maintain the Company Library and Company Timetable.
• Support compliance communications, training (online and in-person), and the embedding of compliance processes.
• Contribute to the annual review and development of compliance policies and procedures.
• Assist with the preparation and submission of regulatory returns.
• Support the annual compliance attestation and ongoing monitoring of performance against Lloyd’s Principles.

Core Skills and Experience:

• Broad/ generalist Compliance experience within the Lloyd’s Market.

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