We are looking for a Compliance Officer to join our Compliance Team in the Salisbury office.
The role
The role will consist of the following duties:
- Regulatory monitoring
- Compliance mapping
- Workflows
- Know your client (KYC)
- Enhanced Due Diligence (EDD)
- Use of KYC platforms
- Ongoing monitoring
- Business structures to include limited companies and trusts
- Politically Exposed Persons (PEP)
- Sanctions screeningSource of Funds and Source of Wealth
- Regulation applicable to Anti-Money Laundering (AML)
The candidate
The candidate will have the following skills:
- Good general knowledge of personal finances regarding SOF / SOW
- Ability to work in a fast-paced team with high volume transactions
- High degree of confidentiality
- Experience of case management systems, Microsoft Word and Excel
- A background in law and specifically property transactions is an advantage
- Good interpretation of policy and regulatory guidance
Advertisements will make clear, in both wording and illustration, that the positions are open to all suitably qualified candidates, regardless of age, disability, gender reassignment, marriage/civil partnership, pregnancy, maternity, race, religion or belief, sex or sexual orientation and for those who are serving, who have served in the Armed Forces.
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