THE COMPANY:
Our client is a successful banking firm with a strong global presence across Wholesale and Capital Markets.
THE RESPONSIBILITIES:
- Act as the First Line of Defence Subject Matter expert and Service Owner working with Front Office, Operations and 2LoD teams to continually improve our compliance with the AML Regulatory Framework
- Specific focus on transaction monitoring
- Oversight of all Management Information relating to the full range of AML processes within 1LoD as part of the Intern Group Service Management Framework.
- Lead on ad hoc AML projects by developing of innovative solutions to address AML risks and issues
- Working with Financial Crime Middle Office leadership, drive improvements to the KYC processes to better support post processing transaction monitoring and align Fraud alert handling processes to those with KYC
- Mentor staff and provide performance feedback to team
- Act as Transaction Monitoring and Fraud Model Owner ensuring a relevant documentation is accurate and up to date and that periodic validation is completed and any remedial actions prioritised and addressed
- Ensure the relevant AML Controls managed within the 1LoD are effective and all remedial actions are followed through to resolution.
- Ensuring that all policies and common standards are followed so as to ensure the AML and AML Screening Framework is effective and efficient.
EXPERIENCE REQUIRED:
- Strong knowledge of Global AML laws and regulation and experience working with regulators and authorities
- Evidence of previous experience across a wide range of financial crime, domains with strong focus on Fraud and Transaction Monitoring Tooling
- Knowledge of Actimize and it’s implementation
- Experience of managing SLA and KPIs
- Experience working in a fast-paced operational team
- Ability to manage and monitor progress of various dependencies to ensure deadlines are met
For further information please contact Natalie Eshelby
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