Join our client as a Compliance Specialist and play a vital role in ensuring regulatory excellence across their investment management operations. This is your opportunity to contribute to a forward-thinking organisation committed to upholding the highest standards of compliance, risk oversight, and regulatory integrity within a rapidly evolving financial landscape. You will provide expert second-line compliance services, support governance processes, and collaborate closely with senior stakeholders to embed a strong compliance culture.
What You’ll Bring:
- Proven experience in compliance within investment management sectors or in an ACD environment.
- Strong understanding of regulatory frameworks including FCA rules, COLL, COBS, CASS, MIFIDPRU, and INV-PRU.
- Exceptional report writing and communication skills with the ability to produce clear, professional documentation.
- Analytical mindset with strong problem-solving, judgment, and decision‑making abilities.
- Ability to work autonomously while effectively collaborating with diverse teams and external parties.
Preferred Education & Experience:
- Relevant professional certifications (e.g., ICA, CIM, or equivalent) are advantageous.
- Demonstrable experience in risk monitoring, assurance, and regulatory reporting.
- Familiarity with depositary and regulator interactions.
- Flexibility to adapt to evolving regulatory demands.
- A proactive approach to managing compliance risks and escalating issues.
- Commitment to working in line with regulatory standards and internal policies.
If you are ready to make a difference in a pivotal compliance role and thrive in a collaborative, impactful environment, we encourage you to apply now. Take the next step in your career and become part of a driven team working towards regulatory excellence and operational integrity.
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