Head of Compliance
Location: London (Hybrid)
A fast-growing fintech is looking for an experienced Head of Compliance to lead its second‑line function and oversee a range of FCA‑regulated products. Reporting to the Risk & Compliance Director (SMF16), you’ll work closely with cross‑functional teams to embed a pragmatic, customer‑first approach to compliance.
What You’ll Do:
- Lead and develop the Compliance team, fostering a collaborative and inquisitive culture.
- Oversee compliance monitoring, advisory, regulatory change, training, and reporting.
- Shape and continuously improve how compliance operates across the business.
- Provide timely, practical regulatory advice to senior stakeholders and product teams.
- Own compliance reporting to senior leadership, including ExCo and the Board.
- Stay on top of regulatory developments and ensure the business is ready for change.
What You’ll Bring:
- 10+ years’ experience in financial services, ideally within investments or fintech.
- Deep knowledge of FCA regulations, including regulatory perimeter, threshold conditions, and governance.
- Proven leadership of compliance teams in fast‑paced, cross‑functional environments.
- A pragmatic, clear communicator who can cut through complexity and influence at all levels.
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