I am supporting a client looking for a new Compliance Officer – Wolverhampton located
Salary – up to 40,000 DOE
Hybrid working – 3 days in the offer per week after passing of probation
Following a surge in FCA authorisation projects, the team is expanding and seeking a skilled Compliance Officer to join them.
They are a fast-growing business offering a fresh, modern approach to FCA compliance. Client relationships are built on open, positive communication and a down-to-earth style that makes compliance approachable, collaborative, and long-lasting.
We're seeking a candidate with practical experience in FCA compliance, ideally within a consultancy or regulated environment.
The Role
This is a hands‑on, client‑focused position, who specialise delivering FCA authorisations and compliance support to a portfolio of clients. You'll guide SMEs through the authorisation process and act as a trusted point of contact throughout.
- Prepare and manage FCA authorisation applications (including SMCR, VOPs, ARs, etc.)
- Maintain up‑to‑date knowledge of FCA rules, guidance, and expectations
- Monitor and assess regulatory developments and communicate implications to the business
- Develop and maintain compliance policies, procedures, and controls
- Liaise with the FCA and other regulatory bodies as required
- Review and write policies and procedures
About you
- Proven experience in a compliance role within a regulated firm
- Strong knowledge of FCA requirements
- Hands‑on experience with FCA applications and regulatory filings
- Excellent written and verbal communication skills
- Attention to detail and ability to manage multiple deadlines
- Proven experience managing FCA authorisations (essential)
- Familiarity with sectors such as consumer credit, motor trade, mortgages, or related areas
- Strong business writing skills, including policies, business plans, and regulatory documentation
- Ability to juggle multiple clients and competing priorities effectively
I am supporting a client looking for a new Compliance Officer – Wolverhampton located
Salary – up to 40,000 DOE
Hybrid working – 3 days in the offer per week after passing of probation
Following a surge in FCA authorisation projects, the team is expanding and seeking a skilled Compliance Officer to join them.
They are a fast-growing business offering a fresh, modern approach to FCA compliance. Client relationships are built on open, positive communication and a down-to-earth style that makes compliance approachable, collaborative, and long-lasting.
We’re seeking a candidate with practical experience in FCA compliance, ideally within a consultancy or regulated environment.
The Role
This is a hands‑on, client‑focused position, who specialise delivering FCA authorisations and compliance support to a portfolio of clients. You’ll guide SMEs through the authorisation process and act as a trusted point of contact throughout.
- Prepare and manage FCA authorisation applications (including SMCR, VOPs, ARs, etc.)
- Maintain up‑to‑date knowledge of FCA rules, guidance, and expectations
- Monitor and assess regulatory developments and communicate implications to the business
- Develop and maintain compliance policies, procedures, and controls
- Liaise with the FCA and other regulatory bodies as required
- Review and write policies and procedures
About you
- Proven experience in a compliance role within a regulated firm
- Strong knowledge of FCA requirements
- Hands‑on experience with FCA applications and regulatory filings
- Excellent written and verbal communication skills
- Attention to detail and ability to manage multiple deadlines
- Proven experience managing FCA authorisations (essential)
- Familiarity with sectors such as consumer credit, motor trade, mortgages, or related areas
- Strong business writing skills, including policies, business plans, and regulatory documentation
- Ability to juggle multiple clients and competing priorities effectively
#J-18808-Ljbffr…