Compliance Manager

Compliance Manager – Monitoring

London (on-site)

Specialist Financial Services | FCA Regulated

We’re partnering with a growing, highly regarded specialist financial services firm to hire a Compliance Manager focused on Monitoring.

This is a high-visibility role, sitting at the heart of the compliance function, with real exposure to senior stakeholders and the opportunity to shape how compliance adds value across the business.

The Opportunity

You’ll take ownership of delivering the Compliance Monitoring Plan, providing assurance that the business is operating in line with regulatory expectations while delivering strong customer outcomes.

With ongoing focus from the Financial Conduct Authority around Consumer Duty and conduct risk, this role offers genuine breadth and impact—far beyond a “tick-box” monitoring position.

What You’ll Be Doing

• Deliver risk-based compliance monitoring reviews across the business
• Assess the effectiveness of controls, policies, and procedures
• Provide clear, commercial reporting with actionable recommendations
• Partner with stakeholders to drive improvements and manage change
• Support regulatory initiatives and evolving compliance requirements
• Contribute to FCA reporting and regulatory submissions
• Track regulatory developments and advise on business impact

What We’re Looking For

• Experience in a compliance role within an FCA-regulated firm
• Exposure to compliance monitoring or internal audit (preferred)
• Strong analytical and report writing capability
• Confident engaging and challenging stakeholders
• Organised, proactive, and commercially aware

Why This Role?

• High-impact role with strong visibility across the business
• Broad exposure to conduct risk, monitoring, and regulatory change
• Opportunity to influence senior stakeholders and business decisions
• Collaborative, agile environment without heavy corporate bureaucracy