{ “@context”: “http://schema.org”, “@type”: “JobPosting”, “title”: “Interim Head of Compliance”, “description”: “
Key responsibilities
Compliance and financial crime
- Enhance and embed the compliance and financial crime policy suite and associated processes
- Ensure systems and controls are in place to mitigate financial crime risk
- Provide risk and compliance support across business projects and initiatives
- Liaise with the FCA and other regulatory bodies alongside the CRO, providing assurance on regulatory alignment
- Analyse and report on regulatory changes, trends and emerging issues
- Oversee and deliver second-line compliance monitoring reviews in line with the compliance monitoring plan
- Support Consumer Duty deliverables, oversight and reporting
- Provide compliance input into M&A activity including due diligence and post-transaction integration
- Oversee data protection systems and controls compliance
Governance and board support
- Prepare and present compliance and financial crime data, assessments and action tracking for governance committees and boards
- Attend first-line governance meetings and change forums, providing technical oversight and challenge
Candidate profile
Experience and qualifications
- 5+ years in a senior compliance and/or financial crime role, ideally within financial services or pensions
- Proven track record identifying regulatory change and driving delivery through project governance
- Experience collaborating with senior stakeholders to enhance compliance frameworks
- Ability to design and deliver board-level compliance reporting
- Degree-level education preferred but not essential with the right experienc
Company: Broadgate
Location:
Job Description:
Key responsibilities
Compliance and financial crime
- Enhance and embed the compliance and financial crime policy suite and associated processes
- Ensure systems and controls are in place to mitigate financial crime risk
- Provide risk and compliance support across business projects and initiatives
- Liaise with the FCA and other regulatory bodies alongside the CRO, providing assurance on regulatory alignment
- Analyse and report on regulatory changes, trends and emerging issues
- Oversee and deliver second-line compliance monitoring reviews in line with the compliance monitoring plan
- Support Consumer Duty deliverables, oversight and reporting
- Provide compliance input into M&A activity including due diligence and post-transaction integration
- Oversee data protection systems and controls compliance
Governance and board support
- Prepare and present compliance and financial crime data, assessments and action tracking for governance committees and boards
- Attend first-line governance meetings and change forums, providing technical oversight and challenge
Candidate profile
Experience and qualifications
- 5+ years in a senior compliance and/or financial crime role, ideally within financial services or pensions
- Proven track record identifying regulatory change and driving delivery through project governance
- Experience collaborating with senior stakeholders to enhance compliance frameworks
- Ability to design and deliver board-level compliance reporting
- Degree-level education preferred but not essential with the right experienc
…
Posted: May 10th, 2026