Mortgage Compliance Manager

Are you looking for a part time Mortgage Compliance Manager role?

With a salary of £67k pro-rata & Hybrid working structure, this role at a private finance firm in Central London with an exceptional reputation, is the one for you!

Mortgage & Protection Compliance Manager (Part-Time)

A well-established private finance brokerage in Central London is looking to appoint a part-time Mortgage & Protection Compliance Manager to support its growing advisory team. This is a flexible, hybrid role offering strong autonomy and the opportunity to work alongside highly experienced industry professionals.

What’s on Offer

• 3 days per week
• Salary: £40,000 pro rata (equivalent to c.£67,000 full-time)
• Hybrid working: typically 1 day in the office and 2 days remote (initially)
• Private medical insurance
• Central London office location

About the Business

This firm is a trusted name in the commercial and private finance space, supporting entrepreneurial clients across both residential and commercial lending.

With decades of combined experience, the leadership team operates as long-term financial partners to their clients, offering an end-to-end, relationship-led service. Their strong lender network and reputation for delivery enable them to provide tailored funding solutions efficiently and effectively.

The Role

This is a hands-on compliance position supporting both mortgage and protection activities across the business. You’ll work closely with advisers and senior stakeholders to ensure regulatory standards are maintained, while overseeing key compliance processes across the firm.

Key responsibilities include:

• Supervision of mortgage advisers
• KPI reviews and monthly compliance activity
• File checks and adviser observations where required
• Conducting Mortgage Adviser 1:1s
• Managing introducer agreements and onboarding
• Updating and maintaining compliance policies
• Quarterly group reporting (e.g. AML and sanctions checks)
• Managing joiners/leavers and annual Fit & Proper assessments
• Horizon scanning for regulatory updates
• Marketing sign-off across digital and social channels
• Supporting internal and external audits
• Light-touch oversight of commercial advisers
• Acting as point of contact for external compliance partners

Requirements

We’re looking for someone who brings:

• Solid experience in mortgage and protection compliance
• Strong attention to detail and organisational skills
• The ability to manage workload effectively within a part-time structure
• Confidence working with advisers and senior stakeholders
• Ability to commute to Central London as required for office-based activities.

Interested?

If this role aligns with your experience and you’re looking for a flexible compliance position within a highly regarded finance brokerage, get in touch to arrange a confidential conversation.