Opportunity
RBC is seeking a Director to join our London office. In this role you will support the interpretation and implementation of key regulations and policy initiatives and evolve the GM Europe 1LOD (First Line of Defense) procedures framework. You will partner with Business Heads and Functional Partners to drive the efficiency and effectiveness of our business control environment and operating models, ensuring robust regulatory and audit evidence—including management reporting—to uphold adherence to internal policies and procedures.
Responsibilities
- Partner with Compliance and Law Group to stay abreast of regulatory change and guidance affecting the Global Markets Europe business, communicating and implementing as appropriate.
- Ensure relevant regulatory and policy requirements are considered against key strategic initiatives and discussed with Global Markets Europe Leadership.
- Evaluate and review the ongoing effectiveness of implemented policies, identifying and remediating gaps.
- Maintain and evolve desk procedures and other business documentation, including KPIs and Management Information.
- Support an effective governance framework to ensure SMFs receive timely escalation and information.
- Support 1LOD training on relevant policies and procedures.
- Identify opportunities to simplify and standardise processes related to regulations and policies.
- Support an effective control environment to adhere to internal policies and external requirements, partnering with second line of defence functions.
- Engage in ad‑hoc projects and initiatives across the business as required.
- Proactively identify operational risks and control deficiencies in the business.
- Review and comply with Firm Policies applicable to your business activities.
- Escalate operational risk loss events, control deficiencies, and risks to your line manager and relevant risk and control functions promptly.
Qualifications
- Extensive experience within a Front Office Global Markets supervision role.
- Deep knowledge of regulatory policy and change.
- Experience with 1LOD training, policy and procedures.
Benefits
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
- Leadership support for your development through coaching and managing opportunities.
- Opportunities to work with the best in the field.
- Ability to make a difference and create lasting impact.
- Work in a dynamic, collaborative, progressive, and high‑performing team.
- A world‑class training program in financial services.
Location
Address: 100 Bishopsgate, London, United Kingdom
#J-18808-Ljbffr”, “datePosted”: “2026-05-17”, “hiringOrganization”: { “@type”: “Organization”, “name”: “RBC”, “sameAs”: “https://uk.whatjobs.com/pub_api__cpl__435462349__4861?utm_campaign=publisher&utm_medium=api&utm_source=4861&geoID=33” }, “jobLocation”: { “@type”: “Place”, “address”: { “@type”: “PostalAddress”, “addressLocality”: “London” } } }Opportunity
RBC is seeking a Director to join our London office. In this role you will support the interpretation and implementation of key regulations and policy initiatives and evolve the GM Europe 1LOD (First Line of Defense) procedures framework. You will partner with Business Heads and Functional Partners to drive the efficiency and effectiveness of our business control environment and operating models, ensuring robust regulatory and audit evidence—including management reporting—to uphold adherence to internal policies and procedures.
Responsibilities
- Partner with Compliance and Law Group to stay abreast of regulatory change and guidance affecting the Global Markets Europe business, communicating and implementing as appropriate.
- Ensure relevant regulatory and policy requirements are considered against key strategic initiatives and discussed with Global Markets Europe Leadership.
- Evaluate and review the ongoing effectiveness of implemented policies, identifying and remediating gaps.
- Maintain and evolve desk procedures and other business documentation, including KPIs and Management Information.
- Support an effective governance framework to ensure SMFs receive timely escalation and information.
- Support 1LOD training on relevant policies and procedures.
- Identify opportunities to simplify and standardise processes related to regulations and policies.
- Support an effective control environment to adhere to internal policies and external requirements, partnering with second line of defence functions.
- Engage in ad‑hoc projects and initiatives across the business as required.
- Proactively identify operational risks and control deficiencies in the business.
- Review and comply with Firm Policies applicable to your business activities.
- Escalate operational risk loss events, control deficiencies, and risks to your line manager and relevant risk and control functions promptly.
Qualifications
- Extensive experience within a Front Office Global Markets supervision role.
- Deep knowledge of regulatory policy and change.
- Experience with 1LOD training, policy and procedures.
Benefits
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
- Leadership support for your development through coaching and managing opportunities.
- Opportunities to work with the best in the field.
- Ability to make a difference and create lasting impact.
- Work in a dynamic, collaborative, progressive, and high‑performing team.
- A world‑class training program in financial services.
Location
Address: 100 Bishopsgate, London, United Kingdom
#J-18808-Ljbffr…