Profile Summary
The Financial Crime Compliance function is an independent function that identifies, assesses, advises on and monitors financial crime compliance risk – that is the risk of regulatory penalties as a result of failure to comply with applicable regulations. The function supports Mizuho London (Mizuho International plc and Mizuho Bank Ltd, London Branch) by enabling it to conduct business lawfully, in accordance with regulatory requirements and with integrity. The main objective of the Financial Crime Compliance function is to provide an active advisory and monitoring service in relation to regulatory requirements, especially those of the Financial Conduct Authority (FCA).
Duties and Responsibilities
- Key member of the Financial Crime Compliance team, focal point for oversight of all activity relating to AML and CTF, and mitigation of other financial crime risks including bribery, corruption and sanctions.
- Work with the MLRO and team to enhance financial crime policies and procedures to enable compliance with relevant legislation, regulation and guidance.
- Monitor compliance with Mizuho London’s financial crime risk appetite and other relevant risk‑management policies, including second line review and approval of client onboarding, periodic reviews and screening, transaction monitoring, AML system alerts and sanctions filtering alerts.
- Assist the team in rolling out training and increasing awareness of financial crime risks to staff.
- Assist the MLRO in preparing the annual report to senior management on AML and other financial crime matters, including management information for London and Head Office senior management.
- Provide advice to stakeholders on financial crime risks.
- Conduct quality assurance checks of financial crime controls including KYC and sanctions activities.
- Perform other related tasks as assigned.
Qualifications, Skills and Experience
- Relevant second line financial crime industry experience.
- Good experience in corporate and investment banking business, with exposure to a range of capital markets investment and/or corporate banking products.
- Good understanding of the FCA regime, thematic reviews, enforcement actions and financial crime legislation, and the ability to apply that knowledge.
- Strong desire to achieve quality results and a client‑centric approach.
- Effective collaboration and communication skills (written and oral) with stakeholders of differing seniority.
- Strong time‑management, problem‑solving, innovation and support for change, ability to work independently and within a team.
- Confidence and professionalism in dealings with staff at all levels.
- Excellent organisational and time‑management skills.
- Flexibility and the ability to work under pressure.
What Mizuho can offer you
Here at Mizuho, there are fantastic progression opportunities and clear paths to promotion. We provide ample opportunity to effect change and grow our business.
In addition to the above opportunity, the following benefits are available for applicable roles:
- Competitive starting salary, plus discretionary bonus.
- Non‑contributory pension.
- 27 days’ annual leave.
- Core working hours.
- Hybrid working – office and home based.
- Virtual GP.
- Wellbeing benefits, including Mental Health Allies and First Aiders.
Flexible Working Arrangements
We embrace flexible ways of working when the role permits, offering part‑time, job‑sharing and hybrid (office and home) working. Our purpose‑led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all business needs.
Equality, Diversity and Inclusion
We are committed to supporting equality, diversity, and inclusion, and seek to create a fully inclusive workplace. We welcome applications from all sections of the community, including all ethnic backgrounds, sexual orientations, beliefs, gender identities and disabilities.
If you require more information about our equal opportunities policy or wish to discuss any accessibility requirements or reasonable adjustments, please contact the recruitment team – recruitment@mizuhoemea.com.
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