Compliance Advisory Manager (Wealth)

• Strong working knowledge of the UK regulatory landscape, with particular exposure to AFM and COLL frameworks
• Confident producing clear, concise regulatory summary reports and presenting findings to key stakeholders
• Experience contributing to compliance initiatives, projects and thematic reviews — including flowcharts, gap analysis and deep-dive work
• Proven ability to manage a shared team inbox, ensuring timely triage and that nothing falls through the cracks
• Diligent approach to maintaining compliance filing systems and ensuring documentation is always audit-ready
• Experience reviewing scheme changes and associated documentation, including prospectuses and Investment Management Agreements
• Hands-on oversight of fund documentation including fact sheets and KIID reviews
• A collaborative team player who can flex to support senior stakeholders as regulatory priorities evolve
• Proactive, accountable and composed under pressure — someone who takes ownership, communicates openly and gets things done

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