We are working with a growing private investment and advisory business that is entering an exciting stage of its development and looking to appoint a Compliance Manager. The business works closely with entrepreneurs, founders, family businesses and high-net-worth clients across investment, advisory and private capital activities.
About the Role
As the business evolves, introducing new services and structures, there is an opportunity for somebody to help shape how the regulatory and governance framework develops alongside it. This is not simply a BAU compliance role. You will work closely with senior leadership and have exposure well beyond traditional day-to-day compliance activity, helping ensure the business continues to grow in a way that is robust, proportionate and commercially sensible.
Responsibilities
- Supporting regulatory oversight across Private Equity and wider investment activities
- Helping shape governance structures, frameworks and controls
- Supporting FCA requirements and regulatory reporting
- Supporting SMCR and wider governance processes
- Helping assess and implement new initiatives and services
- Acting as a trusted internal point of contact on regulatory and compliance matters
Qualifications
We would be interested in speaking with individuals from backgrounds including:
- Private Equity
- Investment Management
- Wealth Management / Private Wealth
- Asset Management
- Regulatory hosting businesses
- Wider FCA regulated environments
#J-18808-Ljbffr…