12 Month FTC Associate Director, AML Wealth Advisory – Group Risk Management Division (London)

What is the opportunity?

You will work as part of the European AML Compliance Team and will support the Head of Wealth AM Advisory UK & Ireland with the management of financial crime risk and the provision of AML Advisory services to Wealth Management Europe (WME) in the United Kingdom.

What will you do?

• Support the Head of Wealth AM Advisory UK & Ireland with the provision of AML Advisory Services to the UK Wealth Management International and Brewin Dolphin business.
• Provide advice on the approval of new prospects at onboarding and existing clients at review taking into consideration the WME and wider Enterprise risk appetite standards.
• Assist in the review and implementation of UK AML Legislation and Regulation.
• Provide input to the drafting and maintenance of AML local policies and procedures, as requested.
• Take into consideration, incorporate and participate in Enterprise wide Compliance initiatives.
• Draft risk assessments with respect to new products or changes to existing products.
• Assist with the completion of Annual Business Risk Assessments relating to Financial Crime.
• Where required, prepare and deliver training to second line of defence on Financial Crime related topics.
• Collaborate with other AML and Compliance team members as necessary for continuous improvement of systems, controls & processes and to share best practices.
• Keep abreast of changes to regulatory and legislative rules and principles including attending lectures, seminars and training courses (where possible).
• Provide assistance to the wider AML Compliance Team as and when required.

Qualifications

Must-have

• Strong knowledge of the Financial Crime, legal and regulatory environment in relation to the wealth management businesses.
• Experience providing advice and guidance to the first line of defence in relation to AML regulatory requirements and expectations.
• Good understanding of AML/CTF and ABAC laws across Europe.
• Experience working within an AML Compliance department.

Nice-to-have

• Educated to degree level or similar/equivalent.
• Professional qualification in AML / Financial Crime.

Benefits

• A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
• Leaders who support your development through coaching and managing opportunities.
• Opportunities to work with the best in the field.
• Ability to make a difference and lasting impact.
• Work in a dynamic, collaborative, progressive, and high‑performing team.
• A world‑class training program in financial services.

Location & Working Hours

100 Bishopsgate, London, United Kingdom. Full time, 35 hrs per week.

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