Director, Internal Audit – Markets / Wealth Solutions – UK Legal Entities

We’re seeking a Director, Internal Audit – Markets / Wealth Solutions – UK Legal Entities to join our Internal Audit team in London.

Responsibilities

• Embed the use of AI and advanced analytics into audit practices to enhance risk identification, testing efficiency, and insight generation across engagements.
• Partner in the design and implementation of new or enhanced audit practices, ensuring they are appropriately rolled out and that all downstream impacts are understood.
• Develop and maintain internal audit policies and procedures, including methodologies and testing approaches; assist in designing audit processes with senior management to develop efficient and effective coverage and testing.
• Maintain methodology through routine policy and procedure updates; develop and distribute internal communications for methodology updates throughout the department.
• Assist with self‑assessment against key regulatory and industry standards, recommending enhancements to methodology and guidance.
• Build and maintain relationships across the audit department, fostering a culture of engagement and value‑add.
• Share best practices observed within internal audit and through interactions with external peers; collaborate on knowledge sharing and personnel development.
• Manage relationships with senior management and audit teams and support functions globally.
• Work collaboratively with partners in other roles within the Internal Audit Practices and Administration functions.

Qualifications

• Demonstrated experience leveraging AI, data analytics, or emerging technologies to enhance audit delivery, drive insight, and improve risk coverage.
• Bachelor’s degree in accounting, finance, or equivalent combination of education and work experience.
• Extensive relevant work experience; prior mid‑to‑high‑level managerial experience in audit preferred.
• In‑depth understanding of audit methodologies and knowledge of financial services, with the ability to evaluate the appropriateness of audit results across multiple lines of business.
• Strong decision‑making, communication, and interpersonal skills.
• Core skill requirements include understanding the application and interpretation of analytics results for audit, critical thinking, and problem‑solving.
• Enthusiastic, self‑motivated, effective under pressure, and willing to take personal responsibility and accountability.

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