Role Summary
This is a fixed term contract to provide compliance advisory and assurance services to regulated entities within LSEG’s Data & Analytics division, focusing on frameworks such as SFI/ESG. Lead junior team members in delivering compliance support across business units.
Key Responsibilities
- Advise on regulatory compliance for new products and initiatives, ensuring alignment with applicable requirements.
- Manage rulebooks, client queries, and market communications for supported entities.
- Conduct compliance monitoring and assurance activities, including fieldwork and reporting.
- Coordinate regulatory authorisation submissions for overseas jurisdictions.
- Design and implement compliance risk assessments aligned with group standards.
- Act as subject matter expert in specific regulatory areas or financial crime, staying current with developments.
- Serve as the primary liaison between regulated entities and their regulators.
- Lead and mentor junior compliance staff, overseeing recruitment, training, and quality assurance.
What You’ll Bring
- Proven expertise in D&A, and SFI/ESG compliance.
- Strong advisory skills with the ability to navigate complex regulatory environments.
- Deep understanding of legal and regulatory frameworks.
- Effective stakeholder engagement and relationship-building capabilities.
- Business acumen and strategic insight.
- Skilled in negotiation, influence, and regulatory documentation.
- Clear and precise communication, with attention to detail.
- Strong critical thinking and problem-solving abilities.
Career Stage
Manager
Equal Opportunity Statement
We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone’s race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs.
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