Compliance Officer

Compliance Officer opportunity working with a top performing specialty insurer operating within the Lloyd’s Market. You’ll play a key role in ensuring all regulatory requirements through monitoring, reporting, and supporting key compliance initiatives are met.

Key Responsibilities

• Support the Compliance Team in managing compliance matters and developing the function.
• Track progress against the annual Compliance Plan and report on key actions.
• Conduct compliance monitoring, including field reviews in key risk areas (e.g. contract certainty, slip reviews).
• Assist in preparing Committee and Board reports, including Conduct Risk and Complaints MI.
• Maintain compliance pages on the intranet and manage regulatory reporting requirements.
• Support horizon scanning, policy updates, and process improvements to meet regulatory standards.
• Promote a strong compliance culture and provide clear guidance to business teams.
• Maintain accurate reporting to Lloyd’s and the FCA.
• Monitor completion of compliance training and assist with course development.
• Stay informed on regulatory changes and best practices, communicating key updates as needed.

Skills, Knowledge & Expertise

• Experience in a compliance role within a Managing Agency or Broker.
• Strong knowledge of FCA and Lloyd’s regulations, including DISP and complaints handling.

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