Overview
Financial Promotions Consultant – Compliance Consultant PRIMIS Mortgage Network are the largest dedicated Mortgage & Protection Network in the UK with some 3000 advisors and circa 1000 partner AR firms nationally. PRIMIS form part of the LSL Property Services plc group.
We are recruiting for a new Compliance Consultant to join our Financial Promotions department. The team are an integral part of our large Risk and Compliance function.
The role is a hybrid role with 2 days per week required at our HQ in Solihull and 3 days per week from home.
Responsibilities
- Review, approve and proactively develop Appointed Representative (AR) financial promotion communications in line with FCA and ASA requirements, to ensure promotion communications issued by our AR firms are clear, fair, and not misleading and promote good customer outcomes.
- Provide guidance to advisers so that all financial promotions are compliant with the customer at the heart of everything we do.
- Update relevant policies and procedures as things change.
- Follow FCA rules and guidelines for financial promotions and adhere to the B2B and B2C approval processes.
- Ensure timely and comprehensive oversight across all elements of financial promotions across all mediums.
- Deliver effective and efficient AR website and social media licence programmes.
Skills, Qualifications & Experience
- Minimum of 2 years’ experience within the Mortgage & Protection financial services sector
- CeMAP 123 (or equivalent) qualification is a compulsory requirement for the role
- Demonstrable knowledge of the UK mortgage and personal protection sector
- General knowledge of FCA regulation including Consumer Duty requirements
- Attention to detail
- Desire to learn and to grow with the role and regulatory requirements
Salary
Salary is between £28,000 and £30,000 per annum DOE.
How to Apply
Applications in confidence to James McNee of PRIMIS / LSL’s internal recruitment function at james.mcnee@primis.co.uk
Equality & Inclusion
We are an equal opportunity and Disability Confident employer, dedicated to building a diverse and inclusive workplace. We welcome applications from people of all abilities and backgrounds, and we do not discriminate based on disability or individual needs. If you require any reasonable adjustments during the recruitment process, please let us know.
LSL Property Services / PRIMIS Mortgage Network are dedicated to protecting your data – our Recruitment Privacy Notice can be viewed on the LSL Careers website
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