Compliance Manager

Arthur are partnered with a Lloyd’s specialty broker in their search for a Compliance Manager to sit across the wider group Compliance team. This role is a varied generalist position with an emphasis on providing the business with high-level compliance advice.

Key Duties

• Provide day-to-day compliance advice to front-line broking teams and senior management.
• Interpret and communicate regulatory requirements relevant to insurance broking activities.
• Provide clear, pragmatic, and commercially aware compliance advice on products, client interactions, and business initiatives.
• Attend key business meetings to provide real-time compliance input and challenge where appropriate.
• Build strong, trusted relationships with senior stakeholders to influence decision-making.
• Support the implementation of new regulatory changes and industry standards.
• Act as a trusted advisor to business units, fostering a strong compliance culture.
• Deliver tailored compliance training aligned to business needs.
• Provide targeted guidance and coaching to staff on regulatory expectations.
• Reinforce key messages around conduct risk and customer-centric behaviours.

About You

• Strong experience in a compliance advisory or business partnering role within insurance, ideally with a broker
• In-depth understanding of relevant regulatory frameworks (e.g., FCA rules, conduct risk principles).
• Proven ability to balance regulatory requirements with commercial objectives.
• Strong stakeholder management and influencing skills, including at senior levels.
• Ability to provide clear, practical advice.

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