An excellent opportunity has arisen at a leading investment bank for a Compliance Testing professional to join on a fixed-term contract supporting the UK & European Capital Markets Compliance Testing Plan.
In this role, you will assess the effectiveness of controls designed to manage regulatory compliance risk, conducting compliance testing reviews across a range of business areas. You will evaluate first and second line systems, controls and processes, identify regulatory and conduct risks, and provide practical recommendations to enhance the control environment.
This is a broad position offering exposure to Capital Markets, Asset Management and Wealth Management, with regular interaction across the business.
The successful candidate will have Regulatory Compliance experience within Financial Services and a background in Compliance Testing, Compliance Monitoring, Audit or Risk Monitoring. Experience with data analytics or AI would be advantageous.
In return, they are offering a competitive salary, excellent work-life balance and the opportunity to join a highly regarded institution with an inclusive culture and strong staff retention.
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