Regulatory Risk & File Review Specialist

Brooks Macdonald Group plc is seeking a Business Assurance Monitoring Officer in Altrincham, UK. The role involves conducting comprehensive client file reviews to ensure compliance with FCA regulations and internal standards. Responsibilities include identifying risk issues, providing constructive feedback, and collaborating with Advisers and Paraplanners. Candidates should have a Level 4 Diploma and at least 2 years of experience in financial services, particularly in asset management or financial planning. Flexible working options are available, with employees expected to be in the office three days a week.#J-18808-Ljbffr…