Chief Compliance & Regulatory Strategy Lead

Clayton Davies is seeking a Head of Compliance to join a dynamic wealth management firm in the UK. The role involves leading the compliance framework, ensuring adherence to FCA regulations, and fostering a strong compliance culture.

Key responsibilities include managing regulatory relationships, compliance audits, and developing training programs. The ideal candidate will have significant experience in compliance within financial planning firms and possess at least a Level 4 Diploma in Financial Planning.

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