Principal Consultant – Regulatory Consulting (Wealth or Asset)

MERJE are currently supporting this dynamic and ambitious consulting firm that specialises in providing regulatory advisory services to a wide range of clients across the Financial Services industry.

Responsibilities

Leading the management and delivery of advisory engagements to their wealth management & retail investment clients base you will

• l:Oversee the delivery of multiple client projects, encompassing project planning, budgeting, scheduling and resource allocat
• ionLead the development of bespoke solutions to enable their clients to meet their regulatory and operational obligatio
• ns.Act as the primary point of contact for a portfolio of projects managing client expectations, delegating tasks as needed, reviewing colleagues’ work and facilitating communication regarding project needs such as budget expansions or timeline extensio
• ns.Take a proactive role in business development initiatives, including generating quality thought leadership content, engaging stakeholders, preparing polished proposals and delivering presentati
• onsRepresent the firm at industry events to enhance brand visibil
• ityStay informed about regulatory developments and understand their potential impact on client operations, ensuring the delivery of relevant and accurate regulatory advisory servic

Requirements

• entsPrevious regulatory consulting experience gained within either a Big 4, Top 10 or boutique regulatory consulting pra
• cticeSpecifically supported clients across the wealth management, asset management or retail investment s
• pace.Deep knowledge and a practical understanding of the UK financial services sector and UK regulatory framework, including the FCA Handbook, associated guidance, approach to policy development, supervision and enforce
• ment.Multi-tasking ability, highly organised and strong attention to de
• tail.Ability to manage individuals and or small t
• eams.Ability to confidently interact with Board and Executive-level cli
• ents.Strong ability to communicate effectively and openly with team me

Great opportunity to join a growing regulatory consulting business where you have absolute autonomy to help them continue to evolve their wealth management advisory off

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