Compliance Analyst

A leading multi-strategy hedge fund with global presence is looking for a Compliance Analyst in their London team. The role spans the full compliance programme with a primary focus on trade compliance and surveillance. It’s a hands-on, high-visibility position with regular interaction across trading desks, legal, operations and senior management.

Key Responsibilitie

• Daily trade and electronic communications surveillance for market abuse, insider dealing and manipulation
• Maintenance of restricted, watch and grey lists; management of information barriers and wall-crossing
• Conflicts of interest, gifts & entertainment, outside business interests and MNPI logging
• Support for regulatory reporting and periodic filing
• Regulatory change tracking and implementation
• Position and exposure monitoring, including substantial shareholding, short-selling and takeover-panel disclosure obligations across multiple jurisdiction
• Maintenance of policies, procedures and the compliance manual
• Support on regulatory examinations, audits and ad hoc advisory project

sRequirement

• ~1–5 years’ compliance experience gained at a hedge fund, asset manager, prime broker or investment ban
• Solid working knowledge of the FCA rulebook and the UK/EU market abuse regime; familiarity with SEC/CFTC frameworks an advantage
• Strong attention to detail, sound judgement and discretion in handling sensitive information
• Composure and pace in a fast-moving, demanding environment

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