Head of Financial Services Regulatory

Head of Financial Services Regulatory

Role with Global Technology Company leading a small and global regulatory legal team.

Trading venues & reporting:

• UK MTF + EU equivalent (Netherlands); UK/EU ARM/APA.
• US: Swaps execution facility (SEC/CFTC).
• Benchmarks: Established business subject to UK/EU BMR.
• Asia-Pacific: Singapore recognised market operator.
• Cross-border licencing web: Indonesia, Malaysia, Canada, India, Philippines.

Key Active Issues

• EU Critical Third Party (DORA): New supervisory oversight.
• ESG ratings regulation: Live in EU; UK law passed, framework not yet active; India in motion.

What We’re Looking For

A qualified lawyer with direct private practice or in-house FS regulatory experience and deep technical knowledge across trading venues (MTF/OTF/SEF), transaction reporting (MiFIR/EMIR/Dodd-Frank) and benchmarks (UK/EU BMR). Must have led or managed a regulatory legal team across geographies, be comfortable advising at C-suite level and with regulators, and be able to translate complex regulatory analysis into clear commercial advice.

This is a contract role 9-12 months.

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