Job Description
hackajob is collaborating with BNY to connect them with exceptional professionals for this role.
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In this role, you’ll make an impact in the following ways:
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- Supports day-to-day Securities Trading Conduct compliance efforts, with a focus on transaction monitoring.
- Review and investigate employees’ transaction monitoring alerts in a timely manner, ensuring adherence to the Policy
- Provide guidance to employees on the Personal Securities Trading Policy
- Ensure adequate records are maintained when closing alerts
- Review any escalated items and if required, escalate items
- Ensure employees transfer reportable accounts to an approved broker
- Work with the business compliance officers as required during escalation process
- Attend meetings and workshops as required in relation to the Personal Securities Trading Policy
- nAssist with ad-hoc projects as requiredn
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To be successful in this role, we’re seeking the following:
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- Knowledge of the financial services industry, U.S. securities markets, investment instruments, and compliance concepts
- Strong analytical skills, problem-solving ability and attention to detail;
- Experience in Financial Services, Audit or Compliance background
- Technical skills, particularly proficiency in Excel
- Excellent interpersonal skills and a collaborative mindset
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At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
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Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.
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