Compliance Advisor
We’re working with a highly regarded national law firm seeking a Compliance Advisor to join its growing Risk & Compliance team.
Working closely with the Head of Compliance, you’ll advise lawyers across the firm on a broad range of regulatory matters, including AML, SRA Standards & Regulations, conflicts, GDPR, Lexcel and firm-wide compliance initiatives.
The role includes:
- Advising on SRA Standards & Regulations
- AML, CDD, Source of Wealth/Funds and client onboarding
- Conflict of interest advice
- GDPR and Data Protection guidance
- Internal audits and Lexcel accreditation
- Delivering compliance training
- Supporting policy development and continuous improvement
You’ll need:
- 3+ years’ compliance experience within a UK law firm
- Strong knowledge of SRA Regulations and AML requirements
- Previous experience advising on conflicts
- Confidence working directly with partners and fee earners
- Excellent communication and stakeholder management skills
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