Floor Surveillance Officer, FX and Commodities

Qualifications

• Understanding of FX and Commodities markets and products (including derivatives), with familiarity of HSBC’s Global Macro business viewed as an advantage, and a deep expertise in another asset class also considered.
• A developed knowledge of Market Abuse, its typologies and variants, as well as applicable regulations.
• Ability to navigate complex systems and booking models to reconstruct activity and understand intent.
• Demonstrable investigative capability: able to develop leads, follow evidence, validate findings, and reach sound, defensible conclusions.
• Experience of conducting surveillance of wholesale financial markets.
• Experience contributing to and/or drafting STORs, with strong attention to regulatory expectations and documentation standards.
• Confidence operating independently from the business, with the judgement to escalate appropriately and proportionately.
• Experience mentoring, coaching, or quality‑checking others’ work (including QA activity) to improve investigative outcomes.
• Strong stakeholder management skills, able to communicate clearly with Risk Stewards and senior business leaders.
• Strong prioritisation skills, able to manage multiple cases while maintaining quality and pace.

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