Compliance Assurance Manager

Overview

Compliance Assurance Manager – The Opportunity to join a growing and well-established regulated organisation is seeking an experienced Compliance Assurance Manager. This is an excellent opportunity for an experienced compliance professional to play a key role in strengthening governance, risk management and regulatory oversight within a dynamic and evolving business.

Responsibilities

• Lead the delivery of the Compliance Assurance programme across the business.
• Develop and maintain a comprehensive compliance and assurance framework.
• Conduct thematic and risk-based compliance reviews.
• Provide independent challenge to business areas and senior stakeholders.
• Monitor the implementation of remediation actions and assess their effectiveness.
• Review and challenge risk assessments, controls and governance arrangements.
• Support ongoing monitoring of regulatory compliance and emerging risks.
• Provide guidance on regulatory requirements and best practice.
• Support internal and external assurance activities where required.
• Manage and develop members of the compliance team.
• Promote a positive compliance and risk culture throughout the organisation.
• Deliver compliance training and awareness initiatives.
• Contribute to regulatory change projects and business improvement initiatives.

Experience

• Significant experience within a Compliance, Risk or Internal Audit function in a regulated environment.
• Experience operating within a Second Line of Defence model.
• Previous people management experience.
• Strong understanding of governance, risk management and internal controls.
• Sound knowledge of UK financial services regulation and regulatory expectations.
• Experience engaging with senior stakeholders and providing constructive challenge.
• Excellent communication and relationship-building abilities.
• Relevant professional qualifications or equivalent industry experience.
• A proactive approach with the ability to prioritise competing demands in a fast-paced environment.

#J-18808-Ljbffr…