Strategic Compliance Manager – FCA & Wealth Mgmt

Broadgate is seeking a Compliance Manager to ensure adherence to FCA and regulatory requirements, overseeing monitoring across group entities and keeping policies up to date.

You will lead regulatory submissions, review financial promotions, and work with senior colleagues to navigate regulatory changes, maintaining a robust risk management framework.

Experience in wealth management and financial planning is essential, with a CII Level 4 Diploma or equivalent.

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