Financial Regulatory Solicitor – Non Contentious

Company: Lipson Lloyd-Jones
Apply for the Financial Regulatory Solicitor – Non Contentious
Location: Central London
Job Description:

Job Description

OUR CLIENT

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Leading global law firm

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THE ROLE

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We have been instructed on a vacancy for a qualified lawyer (2-4 PQE) to join a leading Financial Services Regulatory team.

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The role will focus on non-contentious advisory work for investment managers and funds, providing practical, commercial guidance on UK and EU regulatory issues and supporting clients on cross-border matters.

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Duties will include:-

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Advising on the FCA Handbook,

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Interpreting and applying MiFID II and AIFMD, including distribution, marketing and disclosure requirements.

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Preparing and reviewing documentation.

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Advising on SMCR governance, conduct and fitness & propriety issues, including training and briefing senior management.

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Providing transactional regulatory support

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Working closely with colleagues in London and overseas.

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The role offers early responsibility, direct partner exposure and a high calibre client base in the investment management sector.

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THE CANDIDATE

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You will have 2-4 PQE gained working in a leading financial services regulatory practice

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Strong working knowledge of the FCA/PRA regimes, FSMA, MiFID II, AIFMD and related UK/EU regulations

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You will be ready to make a career move to a highly rewarding and challenging international role

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Lipson Lloyd Jones Ltd is acting as an Employment Agency in relation to this vacancy.

Posted: July 16th, 2026