Compliance Officer, Control Room, Associate

Company IconSociete Generale Corporate and Investment Banking - SGCIB
Location IconLondon

OverviewMission Statement of CPLE: Reference 260003JOResponsibilitiesThe Group Compliance Service Unit (CPLE) is responsible for the definition and consistency of the compliance risk prevention and control system, and f...Read More>>.

Posted: 50 days ago
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Education Compliance Officer - Safeguarding & Vetting

Company IconProspero Group
Location IconCardiff

A leading education recruitment agency in Cardiff is looking for a Compliance Officer to conduct vetting and safeguarding checks for education staff. This role requires a proactive individual who excels in time management and communication. You will...Read More>>.

Posted: 41 days ago
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Senior Compliance Officer (AML & CMP)

Company IconEC Markets
Location IconLondon

Company Overview EC Markets is a globally recognised financial services provider offering multi-asset trading solutions to institutional and retail clients. With a strong regulatory framework and commitment to transparency, EC Markets...Read More>>.

Posted: 30 days ago
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Global Chief Legal & Compliance Officer

Company IconPreview Thomson Legal
Location IconDunfermline

A leading global medical device company is seeking a Group Compliance & Chief Legal Officer to manage their legal team based in Edinburgh. The role requires a Fully Qualified Lawyer with significant commercial legal experience and strong knowledge of...Read More>>.

Posted: 12 days ago
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Business Compliance Officer - Clearing UK

Company IconABN AMRO Bank N.V.
Location IconLondon

Business Compliance Officer (15386) London, EnglandBusiness Compliance OfficerSalary: Very CompetitiveLocation: LondonHybrid Working: 3 days in office, 2 working from homeKeywords: Compliance, Regulatory, R...Read More>>.

Posted: 24 days ago
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Technology Compliance Officer - Vice President

Company IconJPMorgan Chase & Co.
Location Icon

Based in our Bournemouth or London office, you will challenge the technology and cybersecurity function and will play a critical role in regulatory engagement with supervisory authorities. You will work closely with the wider Technology & Cyber...Read More>>.

Posted: 24 days ago
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Compliance Officer (4 months contract)

Company IconNomura
Location IconLondon

Join to apply for the Compliance Officer (4 months contract) role at NomuraJoin to apply for the Compliance Officer (4 months contract) role at NomuraJob tit...Read More>>.

Posted: 24 days ago
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Luxembourg Investment Compliance Officer - Relocation

Company IconSatispay
Location IconLondon

A financial technology company is looking for a Compliance Officer in London, responsible for ensuring compliance with regulations related to investment products. The ideal candidate will have 3-5 years of experience in a regulated financial institut...Read More>>.

Posted: 24 days ago
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Part-Time Facilities & Compliance Officer

Company IconDerbyshire County Council
Location IconEast Midlands

A local government council in the East Midlands is recruiting a part-time Buildings Officer to manage facilities and compliance within their building portfolio. The successful applicant will monitor water and energy usage, oversee Caretaking staff, a...Read More>>.

Posted: 16 days ago
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Head of Compliance – Office-based role

Company IconCompliance Professionals
Location IconLondon

Our client is an innovative broker/tech firm, operating across global commodity markets. Responsibilities Act as advisor to the management team and trading desks, balancing commercial needs with regulatory safety...Read More>>.

Posted: 13 days ago
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