Senior Compliance Analyst

I am delighted to be working with a leading Lloyd’s Managing Agent in their search for a Senior Compliance Analyst.

Reporting to the Head of Compliance, you will have a broad range of general compliance including financial crime and conduct risk.

Key Responsibilities:

• Support the development, implementation, and maintenance of the compliance framework across the Managing Agent.
• Monitor and interpret regulatory developments from Lloyd’s, FCA, PRA, and other relevant bodies, advising stakeholders on implications and necessary actions.
• Contribute to periodic compliance reporting to the Board, Risk & Compliance Committee, and Lloyd’s.
• Conduct thematic reviews, compliance monitoring, and testing in line with the Compliance Monitoring Plan.
• Supporting the team with any financial crime queries, including oversight of any sanctions escalations.
• Identify, assess, and escalate compliance risks and control weaknesses, ensuring appropriate remediation plans are in place.
• Maintain accurate records of findings and ensure timely follow-up and resolution.
• Assist in maintaining and reviewing compliance policies and procedures to ensure they remain up to date and effective.
• Act as a trusted advisor to the business, providing pragmatic compliance guidance across underwriting, claims, finance, operations, and delegated authority functions.
• Support new product, distribution, or delegated authority initiatives, including due diligence and regulatory approvals.
• Deliver training and awareness sessions to promote a strong compliance culture across the organisation.

About You:

• 3+ years experience in a general compliance role in the Insurance market, preferably for a Lloyd’s Managing Agent/MGA.
• A critical thinker
• A real team player that works in a collaborative manner

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