A leading global investment bank is seeking a highly experienced Vice President – Regulatory Reporting Manager to lead its MiFID reporting function. This is a rare opportunity to take a strategic leadership role within a highly visible, regulatory-critical area of the firm.
The Opportunity:
As the VP Regulatory Reporting Manager, you will oversee the end-to-end regulatory reporting ensuring compliance with SFTR, EMIR, Dodd-Frank, and other global regulations. You will lead a talented team, partner with key stakeholders across Front Office, Treasury, Risk, Operations, and Technology, and drive improvements in reporting processes, controls, and automation.
This role offers a unique blend of technical regulatory expertise, leadership, and strategic influence, reporting into senior management and working at the forefront of regulatory developments.
Key Responsibilities:
- Oversee accurate and timely reporting of securities financing transactions to regulators globally.
- Ensure compliance with SFTR, EMIR, Dodd-Frank, and other SFT regulations.
- Collaborate with cross-functional teams to ensure data integrity and process efficiency.
- Drive process improvements, automation initiatives, and implementation of best practices.
- Monitor regulatory changes, assess impact, and advise senior management on required actions.
- Act as subject matter expert for audits, regulatory inspections, and management reporting.
Candidate Profile:
- 8–12+ years in regulatory reporting, risk, or operations within a top-tier investment bank.
- Deep expertise in SFTs, repo, stock lending, and collateral management.
- Proven experience managing high-performing teams at VP level.
- Strong knowledge of SFTR, EMIR, Dodd-Frank, and other relevant regulations.
- Experience driving process improvement, automation, and reporting transformation.
- Excellent stakeholder management, analytical, and communication skills.
- Experience with regulatory reporting platforms and financial systems.
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